en

investment firm

1

Terminological databases

EKI terminibaas Esterm

ID 693205 Last modified 16.04.2024
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Domain stock exchange & capital market
  • aktsiaselts, mille püsivaks tegevuseks on kolmandatele isikutele investeerimisteenuste osutamine kas eraldi või koos investeerimiskõrvalteenustega
  • a company that invests in securities issued by other companies and sells shares to individual investors. A firm that, for a management fee, invests the pooled funds of small investors in securities appropriate for its stated investment objectives. The profit from the investments of the company is distributed to its shareholders in the form of dividends.
  • a limited company that uses its capital to buy securities as investments,hoping to make a profit from dividends and interest received and from capital gains on sales of securities
investeerimisühing
Usage examples
  • Fondi arvel tehtavate tulevikutehingute vastaspooleks võivad üksnes olla: 1) krediidiasutused; 2) väärtpaberivahendajad (investeerimisühingud); 3) fondivalitsejad, kes ei valitse fondi, mille arvel tehing tehakse; 4) fondid, mida valitsevad käesoleva punkti alapunktis 3 nimetatud fondivalitsejad; 5) kindlustusseltsid; 6) muud eraõiguslikud juriidilised isikud, kes vastavad käesoleva korra punktis 9 nimetatud sisereeglites sätestatud nõuetele.
investment firm preferred

Riigi Teataja seadustes määratletud terminid (legaaldefinitsioonid)

ID 739172 Last modified 26.03.2024
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  • (1) Investeerimisühing käesoleva seaduse tähenduses on aktsiaselts, kelle püsivaks tegevuseks on investeerimisteenuse osutamine kolmandatele isikutele või investeerimistegevus kutsetegevusena. Investeerimisühing on finantseerimisasutus krediidiasutuste seaduse § 5 tähenduses. Erandina käesoleva lõike teises lauses sätestatust ei käsitata investeerimisühingut finantseerimisasutusena käesoleva seaduse 3. osa, Euroopa Parlamendi ja nõukogu määruse (EL) nr 575/2013 artikli 4 lõike 1 punkti 26 ning Euroopa Parlamendi ja nõukogu määruse (EL) 2019/2033 tähenduses.
  • defineeritakse selle seaduse ulatuses
  • (1) For the purposes of this Act, an investment firm is a public limited company whose permanent activity is the provision of investment services to third parties or the performance of investment activities on a professional basis. An investment firm is a financial institution within the meaning of § 5 of the Credit Institutions Act. As an exception to the provisions of the second sentence of this section, an investment firm is not deemed to be a financial institution within the meaning of Part 3 of this Act, point (26) of Article 4(1) of Regulation (EU) No 575/2013 of the European Parliament and of the Council, and Regulation (EU) 2019/2033 of the European Parliament and of the Council.
  • defined within the scope of this Act
investeerimisühing
investment firm

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